SEC Form 4 · accession 0001529628-18-000082
Smart Sand, Inc. · SND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan E Neumann
Officer — SEE REMARKS
Period of report
Jun 30, 2018
Accepted (ET)
Jul 3, 2018 · 9:53 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001529628
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2018 | A | 11,000 | $0.00 | A | 38,463 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 11,000 shares of Restricted Stock granted to the Reporting Person on June 30, 2018 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.
Remarks
The Reporting Person is Vice President of Accounting, Controller and Secretary of the Issuer.