SEC Form 4 · accession 0001529628-18-000070
Smart Sand, Inc. · SND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Colin Leonard
Director
Period of report
Jun 11, 2018
Accepted (ET)
Jun 13, 2018 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001529628
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1,F2,F3 | Jun 11, 2018 | A | 13,962 | $0.00 | A | 13,962 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares are held of record by Mr. Leonard for the benefit of Clearlake Capital Partners II (Master), L.P.
- F2Represents shares of restricted stock granted pursuant to the Issuer's 2016 Omnibus Incentive Plan, which vest on the first anniversary of June 11, 2018, the date of grant.
- F3Mr. Leonard expressly disclaims beneficial ownership of the reported shares.