SEC Form 4 · accession 0001529628-18-000017
Smart Sand, Inc. · SND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Charles Edwin Young
Officer — CEO · Director · 10% Owner
KEYSTONE CRANBERRY, LLC
Director · 10% Owner
Period of report
Apr 30, 2018
Accepted (ET)
May 2, 2018 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001529628
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 30, 2018 | A | 68,306 | $0.00 | A | 208,906 | D | |
| Common StockF2 | holding | — | — | — | 5,842,700 | I | BY LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of Restricted Stock granted to the Reporting Person on April 30, 2018 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.
- F2Mr. Young holds 77% of the membership interests in Keystone Cranberry, LLC ("Keystone"), is the sole managing member and has sole voting and investment power over the shares held by Keystone. Mr. Young disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any.