SEC Form 4 · accession 0001209191-17-060265
Smart Sand, Inc. · SND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Timothy Pawlenty
Director
Period of report
Nov 9, 2017
Accepted (ET)
Nov 13, 2017 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001529628
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Nov 9, 2017 | F | 20,000 | $8.0016 | D | 32,892 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.