SEC Form 4 · accession 0001209191-17-039893
Smart Sand, Inc. · SND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan E Neumann
Officer — SEE REMARKS
Period of report
Jun 12, 2017
Accepted (ET)
Jun 14, 2017 · 5:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001529628
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Jun 12, 2017 | F | 1,683 | $9.31 | D | 33,735 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.
Remarks
The Reporting Person is Vice President of Accounting, Controller and Secretary of the Issuer.