SEC Form 4 · accession 0001209191-17-024186
Smart Sand, Inc. · SND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan E Neumann
Officer — SEE REMARKS
Period of report
Mar 30, 2017
Accepted (ET)
Apr 3, 2017 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001529628
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Mar 30, 2017 | A | 3,552 | $0.00 | A | 36,324 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 3,552 shares of Restricted Stock granted to the Reporting Person on March 30, 2017 under the Issuer's 2017 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.
Remarks
The Reporting Person is Vice President of Accounting, Controller and Secretary of the Issuer.