SEC Form 4 · accession 0001209191-17-012346
Smart Sand, Inc. · SND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Charles Edwin Young
Officer — CEO · Director · 10% Owner
KEYSTONE CRANBERRY, LLC
Director · 10% Owner
Period of report
Feb 15, 2017
Accepted (ET)
Feb 17, 2017 · 6:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001529628
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Feb 15, 2017 | S | 261,317 | $17.50 | D | 5,842,700 | I | BY LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 is filed jointly by Charles Edwin Young and Keystone Cranberry, LLC ("Keystone") to report the sale of Common Stock to underwriters upon the exercise of the underwriters' overallotment option from a public offering by the Issuer. Mr. Young holds 83% of the membership interests in Keystone, is the sole managing member and has sole voting and investment power over the shares held by Keystone. Mr. Young disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any.