SEC Form 4 · accession 0001209191-17-012339
Smart Sand, Inc. · SND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William John Young
Officer — SEE REMARKS
Period of report
Feb 15, 2017
Accepted (ET)
Feb 17, 2017 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001529628
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | Feb 15, 2017 | S | 949 | $17.50 | D | 80,603 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from a public offering by the Issuer.
- F2The direct holdings of 81,522 reflected on the Form 4 filed on February 9, 2017 was inaccurate as it should have stated 81,552 shares owned following the public offering by the Issuer. This Form 4 reflects the correct total holdings following such sale reported on February 9, 2017 and the exercise of the underwriters' overallotment option reported herein.
Remarks
The Reporting Person is Executive Vice President of Sales and Logistics of the Issuer.