SEC Form 4 · accession 0001209191-17-012338
Smart Sand, Inc. · SND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon Spurlin
Director
Period of report
Feb 15, 2017
Accepted (ET)
Feb 17, 2017 · 6:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001529628
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | Feb 15, 2017 | S | 373 | $17.50 | D | 19,334 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from a public offering by the Issuer.
- F2The direct holdings of 8,707 reflected on the Form 4 filed on February 9, 2017 was inaccurate as it did not include 11,000 shares of restricted stock held by the reporting person that vested on February 4, 2017. This Form 4 reflects the correct total holdings following such vesting and the exercise of the underwriters' overallotment option reported herein.