SEC Form 4 · accession 0001209191-16-153751
Smart Sand, Inc. · SND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald P Whelan
Officer — SEE REMARKS
Period of report
Dec 2, 2016
Accepted (ET)
Dec 6, 2016 · 6:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001529628
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | Dec 2, 2016 | F | 3,630 | $13.46 | D | 42,178 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person the vesting of which is based on the meeting of certain performance targets by the Issuer.
- F2The direct holdings of 10,608 reflected on the Form 4 filed November 30, 2016 was inaccurate as it did not include the restricted stock. This Form 4 reflects the correct total holdings.
Remarks
The Reporting Person is Vice President of Business Development of the Issuer.