SEC Form 4 · accession 0001209191-16-152463
Smart Sand, Inc. · SND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Kiszka
Officer — Executive VP of Operations
Period of report
Nov 29, 2016
Accepted (ET)
Nov 30, 2016 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001529628
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | Nov 29, 2016 | S | 16,124 | $11.00 | D | 368,876 | I | BY LLC |
| COMMON STOCK | holding | — | — | — | 22,484 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from the Issuer's initial public offering.
- F2Held by a limited liability company ("LLC") of which the Reporting Person serves as the sole member with sole voting and investment control over the securities held thereby. The Reporting Person disclaims beneficial ownership of the securities held by the LLC except to the extent of his pecuniary interest therein.