SEC Form 4/A · accession 0000899243-18-017424
Smart Sand, Inc. · SND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1,F2,F3,F4 | Jun 11, 2018 | A | 27,924 | $0.00 | A | 10,849,015 | I | See footnotes |
Table II — derivative securities
Explanation of responses
- F1The shares are held of record by Colin Leonard and Jose E. Feliciano for the benefit of Clearlake Capital Partners II (Master), L.P. ("CCPII").
- F2Represents shares of restricted stock granted pursuant to the Issuer's 2016 Omnibus Incentive Plan, which vest on the first anniversary of June 11, 2018, the date of grant.
- F3The shares are owned of record, as follows: (i) 10,821,091 shares by CCPII, (ii) 13,962 shares by Mr. Leonard for the benefit of CCPII and (iii) 13,962 shares by Mr. Feliciano for the benefit of CCPII. CCPII's general partner is Clearlake Capital Partners II GP, L.P. ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC ("CCP"). CCP's managing member is CCP MM, LLC ("CCP MM"). CCP MM's managing member is CCG Operations, LLC ("CCG Ops"). Mr. Jose E.Feliciano and Mr. Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCP MM, CCPII GP and CCP may be deemed to share beneficial ownership of the reported shares.
- F4Each of the reporting persons expressly disclaims beneficial ownership of the reported shares except to the extent of his or its pecuniary interest therein.
Remarks
Mr. Feliciano and Mr. Leonard, as representatives of the reporting persons, are directors of Smart Sand, Inc. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the reporting persons are deemed directors by deputization by virtue of their representation on the Board of Directors of Smart Sand, Inc. This Form 4/A amends the original Form 4 filed on June 13, 2018 to include the signatures of all reporting persons and include in footnote (2) the shares held directly by Mr. Feliciano for the benefit of CCPII that were inadvertently excluded from the original Form 4. No other information has been amended by this Form 4/A. On the date hereof, CCP MM filed a separate Form 4 relating to the transaction reported herein.