SEC Form 4 · accession 0000899243-17-009162

Smart Sand, Inc. · SND

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Director · 10% Owner

Period of report

Mar 30, 2017

Accepted (ET)

Apr 3, 2017 · 8:50 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001529628

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.001 per share^F1,F2,F3,F4	Mar 30, 2017	A	4,997	$0.00	A	10,816,094	I	See footnotes
Common Stock, par value $0.001 per share^F2,F5,F4	Mar 30, 2017	A	4,997	$0.00	A	4,997	D

No Table II lines on this filing.

F1The shares are held of record by Colin Leonard for the benefit of Clearlake Capital Partners II (Master), L.P. ("CCPII"), of which Mr. Feliciano is co-manager of the managing member of the ultimate general partner.
F2Represents shares of restricted stock granted pursuant to Smart Sand, Inc.'s 2016 Long-Term Incentive Plan, which vest over four years following March 30, 2017, the date of grant.
F3The shares are owned of record as follows: (i) 10,811,097 shares by CCPII and (ii) 4,997 shares by Mr. Leonard for the benefit of CCPII. CCPII's general partner is Clearlake Capital Partners II GP, L.P. ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC ("CCP"). CCP's managing member is CCG Operations, LLC. ("CCG Ops"). Mr. Feliciano and Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCPII GP and CCP may be deemed to share beneficial ownership of the reported shares.
F4Mr. Feliciano expressly disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.
F5The shares are held of record by Mr. Feliciano for the benefit of CCPII.