SEC Form 4 · accession 0001529377-19-000017
Ares Commercial Real Estate Corp · ACRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Alan Henderson
Officer — President and CEO · Director
Period of report
Mar 8, 2019
Accepted (ET)
Mar 11, 2019 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001529377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 8, 2019 | A | 47,000 | $0.00 | A | 155,092 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of restricted stock pursuant to the Issuer's Amended and Restated 2012 Equity Incentive Plan. The shares of restricted stock are scheduled to vest annually over a three-year period beginning on April 1, 2020.