SEC Form 4 · accession 0001529377-17-000060
Ares Commercial Real Estate Corp · ACRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kirk Sykes
Director
Period of report
Oct 17, 2017
Accepted (ET)
Oct 18, 2017 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001529377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 17, 2017 | A | 5,000 | $0.00 | A | 5,000 | D | |
| Common StockF2 | Oct 17, 2017 | A | 2,278 | $0.00 | A | 7,278 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of restricted shares of common stock pursuant to the Issuer's 2012 Equity Incentive Plan. The shares of restricted stock are scheduled to vest ratably on a quarterly basis over a three-year period on the first business day of each fiscal quarter beginning January 1, 2018.
- F2Represents a grant of restricted shares of common stock pursuant to the Issuer's 2012 Equity Incentive Plan. The shares of restricted stock are scheduled to vest ratably on the first business day of the fiscal quarters beginning on January 1, 2018 and April 1, 2018.