SEC Form 4 · accession 0001104659-16-145740
Ares Commercial Real Estate Corp · ACRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Caroline Blakely
Director
Period of report
Sep 2, 2016
Accepted (ET)
Sep 20, 2016 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001529377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 2, 2016 | S | 3,200 | $12.7513 | D | 11,869 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale of the shares was an inadvertent sale by Ms. Blakely's broker in duplication of Ms. Blakely's prior sale of 3,200 shares on August 26, 2016, which was reported on a Form 4 filed on August 30, 2016.