SEC Form 4 · accession 0001106642-26-000012
ALKAMI TECHNOLOGY, INC. · ALKT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Brian R Smith
Director · 10% Owner
S3 Ventures Fund III, L.P.
Director · 10% Owner
S3 VENTURES III, L.L.C.
Director · 10% Owner
S3 VENTURES GPLP III, L.P.
Director · 10% Owner
Period of report
Jul 5, 2026
Accepted (ET)
Jul 7, 2026 · 6:45 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001529274
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 5, 2026 | A | 1,180 | $0.00 | A | 565,722 | D | |
| Common StockF3 | holding | — | — | — | 14,218,240 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.
- F2Shares held directly by Brian R. Smith.
- F3Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein.