SEC Form 4 · accession 0001493152-16-007772
chatAND, Inc. · CHAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Rosenblum
Other
Period of report
Feb 29, 2016
Accepted (ET)
Mar 2, 2016 · 12:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001529133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.00001F1 | Feb 29, 2016 | A | 500,000 | $0.00 | A | 1,147,716 | D | |
| Common Stock, par value $0.00001F2 | holding | — | — | — | 2,331,075 | I | The Corbran, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant to Purchase Shares of Common Stock | $0.10 | holding | — | — | — | Aug 17, 2015 | Aug 17, 2020 | Common Stock | 40,000 | 40,000 | D |
| Options to Purchase Shares of Common Stock | $0.20 | holding | — | — | — | Dec 31, 2014 | Dec 31, 2021 | Common Stock | 1,800,000 | 1,800,000 | D |
Explanation of responses
- F1Represents shares granted to Mr. Rosenblum in consideration for his past service as a member of the Issuer's Board of Directors during 2015. The shares are not subject to any vesting requirements.
- F2The Corbran, LLC ("CB") is the direct beneficial owners of these securities. Richard Rosenblum is a controlling party of CB.