SEC Form 4 · accession 0001213900-17-005894
XTI Aerospace, Inc. · XTIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tanveer Khader
Director
Period of report
Mar 31, 2017
Accepted (ET)
May 26, 2017 · 2:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001529113
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 31, 2017 | A | 334 | — | A | 3,673 | D | |
| Common StockF2 | holding | — | — | — | 144,535 | I | By SyHolding Corporation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is a participant in the issuer's Amended and Restated 2011 Employee Stock Incentive Plan, as amended from time to time. Represents a fully vested restricted stock award granted as of March 31, 2017 for services by the reporting person as a member of the board of directors. The award is governed under a Restricted Stock Award Agreement dated May 18, 2017. All numbers give effect to the 1-for-15 reverse stock split of the issuer's issued and outstanding shares of common stock effected on March 1, 2017.
- F2The reporting person is the Treasurer of SyHolding Corporation ("SyHolding"). The reporting person disclaims beneficial ownership of the shares of Inpixon common stock owned by SyHolding except to the extent of his pecuniary interest therein.