SEC Form 4 · accession 0001179110-19-001068
Liberty Tax, Inc. · TAXA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryant R Riley
Director · 10% Owner
Period of report
Dec 13, 2018
Accepted (ET)
Jan 29, 2019 · 8:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528930
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 13, 2018 | A | 1,804 | A | — | — | Class A Common Stock | 1,804 | 1,804 | D |
| Employee Stock Options (Right to Buy) | $12.01 | Dec 13, 2018 | A | 13,889 | A | Dec 13, 2019 | Dec 13, 2023 | Class A Common Stock | 13,889 | 13,889 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, at settlement, one share of Liberty Tax, Inc. Class A Common Stock.
- F2The restricted stock unit award was granted on December 13, 2018 and vests in full on December 13, 2019.