SEC Form 3 · accession 0001179110-19-001067
Liberty Tax, Inc. · TAXA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryant R Riley
Director · 10% Owner
Period of report
Sep 3, 2018
Accepted (ET)
Jan 29, 2019 · 8:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528930
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | holding | — | — | — | 3,105,628 | I | By B. Riley Financial, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Riley serves as the Chief Executive Officer and Chairman of B. Riley Financial, Inc. ("B. Riley"). Mr. Riley may be deemed to have the power to direct the voting and disposition of the shares of Class A Common Stock beneficially owned by B. Riley and may be deemed to be the indirect beneficial owner of such shares. Mr. Riley disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein.