SEC Form 4 · accession 0001179110-17-015376
Liberty Tax, Inc. · TAXA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vanessa M Szajnoga
Officer — General Counsel/Vice President
Period of report
Dec 12, 2017
Accepted (ET)
Dec 14, 2017 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528930
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 12, 2017 | A | 27,149 | A | — | — | Class A Common Stock | 27,149 | 27,149 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents the right to receive, at settlement, one share of Class A Common Stock.
- F2Issuer has awarded the Reporting Person a one-time retention grant of Restricted Stock Units. Each year, for three years beginning December 12, 2018, one-third of the Restricted Stock Units shall become vested.