SEC Form 4 · accession 0001179110-17-012245
Liberty Tax, Inc. · TAXA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ross N Longfield
Director
Period of report
Sep 11, 2017
Accepted (ET)
Sep 13, 2017 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528930
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Sep 11, 2017 | M | 1,694 | — | A | 12,463 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Sep 11, 2017 | M | 1,694 | D | — | — | Class A Common Stock | 1,694 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, upon vesting, one share of Class A Common Stock.
- F2The restricted stock unit award was granted on September 9, 2016 and vested in full on September 9, 2017.
- F3Represents the conversion upon vesting of restricted stock units into Class A Common Stock. On September 9, 2016, the reporting person was granted 1694 restricted stock units, of which all of the shares subject to the restricted stock units vested on September 9, 2017. Such restricted stock units were previously reported in Table II on the Form 4 filed with the Securities and Exchange Commission on September 13, 2016.