SEC Form 4/A · accession 0001179110-17-001321
Liberty Tax, Inc. · TAXA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John T Hewitt
Officer — Chief Executive Officer/Pres. · Director · 10% Owner
Period of report
Dec 9, 2016
Accepted (ET)
Jan 30, 2017 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528930
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F1,F2 | $12.60 | Dec 9, 2016 | A | 311,211 | A | — | — | Class A Common Stock | 311,211 | 311,211 | D |
| Employee Stock Options (Right to Buy)F1,F2 | $13.86 | Dec 9, 2016 | A | 28,860 | A | — | — | Class A Common Stock | 28,860 | 28,860 | D |
Explanation of responses
- F1Each year for four years beginning December 9, 2017, one-fourth of the Employee Stock Options shall become vested.
- F2Once exercisable, Employee Stock Options that become vested anytime from the date of vesting through five years from the date of vesting shall remain exercisable.
Remarks
The Form 4 originally filed on 12/13/2016 is being amended to correct the amount of Employee Stock Options the Reporting Person was awarded.