SEC Form 4 · accession 0001179110-16-030789
Liberty Tax, Inc. · TAXA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Garel
Director
Period of report
Oct 17, 2016
Accepted (ET)
Oct 19, 2016 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528930
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 17, 2016 | J | 159 | $0.00 | A | 18,878 | D | |
| Class A Common Stock | Oct 17, 2016 | J | 1,845 | $0.00 | A | 20,723 | D | |
| Class A Common StockF1 | Oct 17, 2016 | J | 92,366 | $0.00 | D | 30,022 | I | By Envest II, LLC |
| Class A Common StockF3 | Oct 17, 2016 | J | 717,714 | $0.00 | D | 13 | I | By Envest III, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are directly owned by Envest II, LLC and may be deemed to be owned indirectly by the Reporting Person.
- F2On October 17, 2016, Envest II, LLC distributed, on a pro rata basis, 92,366 shares of Class A Common Stock to its equity holders.
- F3These securities are directly owned by Envest III, LLC and may be deemed to be owned indirectly by the Reporting Person.
- F4On October 17, 2016, Envest III, LLC distributed, on a pro rata basis, 717,714 shares of Class A Common Stock to its equity holders.
- F5Reporting Person acquired 159 shares of Class A Common Stock as a result of the Envest II, LLC distribution to its equity holders.
- F6Reporting Person acquired 1845 shares of Class A Common Stock as a result of the Envest III, LLC distribution to its equity holders.