SEC Form 4 · accession 0001179110-16-030285
Liberty Tax, Inc. · TAXA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John T Hewitt
Officer — Chief Executive Officer/Pres. · Director · 10% Owner
Period of report
Sep 30, 2016
Accepted (ET)
Oct 4, 2016 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528930
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Sep 30, 2016 | S | 10,166 | $12.798 | D | 1,641,485 | D | |
| Class A Common StockF2 | Oct 3, 2016 | S | 9,834 | $12.751 | D | 1,631,651 | D | |
| Class A Common Stock | holding | — | — | — | 145,651 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price is weighted-averaged price of all same-day open market trades executed by a broker-dealer, which occurred in a price range of $12.75 and 12.86.
- F2Price is weighted-averaged price of all same-day open market trades executed by a broker-dealer, which occurred in a price range of $12.75 and 12.80.