SEC Form 4 · accession 0001179110-16-030096
Liberty Tax, Inc. · TAXA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Piper
Officer — President, JTH Financial, LLC
Period of report
Sep 28, 2016
Accepted (ET)
Sep 30, 2016 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528930
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Sep 28, 2016 | S | 3,617 | $12.9206 | D | 23,683 | D | |
| Class A Common StockF2 | Sep 29, 2016 | S | 588 | $12.91 | D | 23,095 | D | |
| Class A Common StockF3 | Sep 30, 2016 | S | 4,050 | $12.90 | D | 19,045 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price is weighted-averaged price of same-day open market trades executed by a broker-dealer, which occurred in a price range of $12.90 and 12.99.
- F2Price is weighted-averaged price of same-day open market trades executed by a broker-dealer, which occurred in a price range of $12.90 and 12.97.
- F3Price is weighted-averaged price of same-day open market trades executed by a broker-dealer, which occurred in a price range of $12.87 and 12.92.