SEC Form 4 · accession 0001179110-16-029728
Liberty Tax, Inc. · TAXA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John T Hewitt
Officer — Chief Executive Officer/Pres. · Director · 10% Owner
Period of report
Sep 14, 2016
Accepted (ET)
Sep 16, 2016 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528930
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Sep 14, 2016 | S | 20,000 | $12.7268 | D | 1,671,651 | D | |
| Class A Common StockF2 | Sep 14, 2016 | G | 8,000 | — | D | 1,663,651 | D | |
| Class A Common StockF2 | Sep 14, 2016 | G | 12,000 | — | D | 1,651,651 | D | |
| Class A Common StockF3 | holding | — | — | — | 145,651 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price is weighted-averaged price of all same-day open market trades executed by a broker-dealer, which occurred in a price range of $12.70 and 12.80.
- F2Shares transferred by bona fide gift.
- F3Reflects the shares of Class A Common Stock held through the Company 401(k) plan. The reporting person's holdings in the Company 401(k) plan have fluctuated and the reported holdings are based on the reporting person's 401(k) plan statement as of August 8, 2016.