SEC Form 4 · accession 0001179110-16-029599
Liberty Tax, Inc. · TAXA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George T Robson
Director
Period of report
Sep 9, 2016
Accepted (ET)
Sep 13, 2016 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528930
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $12.79 | Sep 9, 2016 | A | 18,131 | A | Sep 9, 2017 | Sep 9, 2021 | Class A Common Stock | 18,131 | 18,131 | D |
| Restricted Stock UnitsF1,F2 | — | Sep 9, 2016 | A | 1,694 | A | — | — | Class A Common Stock | 1,694 | 1,694 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, at settlement, one share of Class A Common Stock.
- F2The restricted stock unit award was granted on September 9, 2016 and vests in full on September 9, 2017.