SEC Form 4 · accession 0001179110-16-022894
Liberty Tax, Inc. · TAXA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Piper
Officer — President, JTH Financial, LLC
Period of report
Apr 6, 2016
Accepted (ET)
Apr 7, 2016 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528930
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Apr 6, 2016 | M | 9,650 | $10.50 | A | 27,300 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $10.50 | Apr 6, 2016 | M | 9,650 | D | Apr 15, 2011 | Apr 15, 2016 | Class A Common Stock | 9,650 | 0 | D |