SEC Form 4 · accession 0001179110-15-006175
Liberty Tax, Inc. · TAXA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Garel
Director
Period of report
Apr 7, 2015
Accepted (ET)
Apr 9, 2015 · 2:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528930
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Apr 7, 2015 | M | 5,000 | $15.00 | A | 127,388 | I | By Envest II, LLC |
| Class A Common Stock | Apr 7, 2015 | M | 15,000 | $15.00 | A | 732,727 | I | By Envest III, LLC |
| Class A Common Stock | Apr 7, 2015 | S | 5,000 | $29.08 | D | 122,388 | I | By Envest II, LLC |
| Class A Common Stock | Apr 7, 2015 | S | 9,603 | $29.08 | D | 723,124 | I | By Envest III, LLC |
| Class A Common Stock | Apr 8, 2015 | S | 5,397 | $28.90 | D | 717,727 | I | By Envest III, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $15.00 | Apr 7, 2015 | M | 2,500 | D | Jun 20, 2008 | Apr 15, 2015 | Class A Common Stock | 2,500 | 0 | I |
| Employee Stock Options (Right to Buy) | $15.00 | Apr 7, 2015 | M | 2,500 | D | Jun 4, 2010 | Jun 4, 2015 | Class A Common Stock | 2,500 | 0 | I |
| Employee Stock Options (Right to Buy) | $15.00 | Apr 7, 2015 | M | 7,500 | D | Jun 20, 2008 | Apr 15, 2015 | Class A Common Stock | 7,500 | 0 | I |
| Employee Stock Options (Right to Buy) | $15.00 | Apr 7, 2015 | M | 7,500 | D | Jun 4, 2010 | Jun 4, 2015 | Class A Common Stock | 7,500 | 0 | I |