SEC Form 4 · accession 0001179110-15-005186
Liberty Tax, Inc. · TAXA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Piper
Officer — President, JTH Financial, LLC
Period of report
Mar 13, 2015
Accepted (ET)
Mar 18, 2015 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528930
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $29.48 | Mar 13, 2015 | A | 10,000 | A | Mar 13, 2016 | Mar 13, 2021 | Class A Common Stock | 10,000 | 10,000 | D |
| Employee Stock Options (Right to Buy) | $29.48 | Mar 13, 2015 | A | 10,000 | A | Sep 19, 2016 | Sep 19, 2021 | Class A Common Stock | 10,000 | 10,000 | D |
| Employee Stock Options (Right to Buy) | $29.48 | Mar 13, 2015 | A | 10,000 | A | Sep 19, 2017 | Sep 19, 2022 | Class A Common Stock | 10,000 | 10,000 | D |