SEC Form 4 · accession 0001104659-15-066566
Liberty Tax, Inc. · TAXA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Wheaton
Officer — General Counsel/Vice President
Period of report
Sep 18, 2015
Accepted (ET)
Sep 22, 2015 · 7:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528930
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F1,F2 | $23.09 | Sep 18, 2015 | A | 75,000 | A | — | — | Class A Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1One-third of the Employee Stock Options vest on each of the first, second and third year anniversaries of the grant date.
- F2Once vested, Employee Stock Options expire five years from the date of vesting.