SEC Form 4 · accession 0001209191-15-078556
RH · RH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth J Dunaj
Officer — Chief Operating Officer
Period of report
Nov 2, 2015
Accepted (ET)
Nov 4, 2015 · 8:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528849
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 2, 2015 | M | 23,900 | $29.00 | A | 23,900 | D | |
| Common StockF3 | Nov 2, 2015 | S | 23,900 | $103.0448 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $29.00 | Nov 2, 2015 | M | 23,900 | D | — | Oct 31, 2022 | Common Stock | 23,900 | 23,900 | D |
Explanation of responses
- F1This transaction was executed pursuant to a Rule 10b5-1 trading plan.
- F2These shares of common stock were issued upon exercise of stock options granted to the reporting person on November 1, 2012.
- F3This transaction was executed in multiple trades ranging from $102.65 to $103.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
- F4This option was granted on November 1, 2012. This option is fully vested and is subject to time-based selling restrictions, which, subject to continuous service, lapse in four equal installments on each anniversary of the grant date.