SEC Form 4 · accession 0001209191-15-052530
RH · RH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth J Dunaj
Officer — Chief Operating Officer
Period of report
Jun 9, 2015
Accepted (ET)
Jun 11, 2015 · 9:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528849
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 9, 2015 | M | 5,000 | $61.30 | A | 5,000 | D | |
| Common StockF3 | Jun 9, 2015 | S | 4,050 | $92.82 | D | 950 | D | |
| Common StockF4 | Jun 9, 2015 | S | 950 | $93.77 | D | 0 | D | |
| Common StockF2 | Jun 10, 2015 | M | 25,000 | $61.30 | A | 25,000 | D | |
| Common Stock | Jun 10, 2015 | S | 25,000 | $95.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F5 | $61.30 | Jun 9, 2015 | M | 5,000 | D | — | May 7, 2024 | Common Stock | 5,000 | 145,000 | D |
| Non-Qualified Stock Option (Right to Buy)F5 | $61.30 | Jun 10, 2015 | M | 25,000 | D | — | May 7, 2024 | Common Stock | 25,000 | 120,000 | D |
Explanation of responses
- F1This transaction was executed pursuant to a Rule 10b5-1 plan.
- F2These shares of common stock were issued upon exercise of stock options granted to the reporting person on May 8, 2014.
- F3This transaction was executed in multiple trades ranging from $92.35 to $93.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.
- F4This transaction was executed in multiple trades ranging from $93.61 to $93.93. The price reported above reflects the weighted average sale price.
- F5This stock option award vests and becomes exercisable with respect to 20% of the options annually on the anniversary of the grant date, and will become fully vested on May 8, 2019, subject to continuous service.