SEC Form 4 · accession 0001209191-15-040829
RH · RH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth J Dunaj
Officer — Chief Operating Officer
Period of report
May 6, 2015
Accepted (ET)
May 8, 2015 · 8:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528849
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F1,F2 | — | May 6, 2015 | A | 5,000 | D | — | — | Common Stock | 5,000 | 5,000 | D |
| Stock Option (Right to Buy)F3 | $87.31 | May 6, 2015 | A | 10,000 | D | — | May 5, 2025 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Restoration Hardware Holdings, Inc. common stock.
- F2This restricted stock unit award will vest with respect to 20% of the units annually on each of June 16, 2016 through 2020, subject to continuous service.
- F3This stock option award will vest and become exercisable with respect to 20% of the units annually on the anniversary of the grant date and will become fully vested on May 6, 2020, subject to continuous service.