SEC Form 4 · accession 0000899243-18-017262
RH · RH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Stanchak
Officer — See Remarks
Period of report
Jun 16, 2018
Accepted (ET)
Jun 19, 2018 · 9:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528849
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 16, 2018 | M | 3,000 | — | A | 8,000 | D | |
| Common Stock | Jun 16, 2018 | F | 1,038 | $160.87 | D | 6,962 | D | |
| Common StockF2 | holding | — | — | — | 23,100 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F1,F3 | — | Jun 16, 2018 | M | 3,000 | D | — | — | Common Stock | 3,000 | 9,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of RH common stock.
- F2Held by Cynthia Stanchak, as trustee of the Living Water II Trust.
- F3On April 21, 2016, the reporting person was granted 15,000 restricted stock units. This restricted stock unit award vested with respect to 20% of the units on each of June 16, 2017 and June 16, 2018, and the remaining 60% of the units will vest with respect to 20% annually on each of June 16, 2019, June 16, 2020 and June 16, 2021, subject to continuous service.
Remarks
President, Chief Real Estate & Development Officer