SEC Form 4 · accession 0000899243-18-017260
RH · RH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
DeMonty Price
Officer — See Remarks
Period of report
Jun 16, 2018
Accepted (ET)
Jun 19, 2018 · 9:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528849
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 16, 2018 | M | 1,000 | — | A | 39,507 | D | |
| Common Stock | Jun 16, 2018 | F | 334 | $160.87 | D | 39,173 | D | |
| Common StockF1 | Jun 16, 2018 | M | 6,000 | — | A | 45,173 | D | |
| Common Stock | Jun 16, 2018 | F | 2,307 | $160.87 | D | 42,866 | D | |
| Common Stock | Jun 19, 2018 | M | 7,777 | $29.00 | A | 50,643 | D | |
| Common Stock | Jun 19, 2018 | S | 7,777 | $152.01 | D | 42,866 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F1,F2 | — | Jun 16, 2018 | M | 1,000 | D | — | — | Common Stock | 1,000 | 2,000 | D |
| Restricted Stock Unit (RSU)F1,F3 | — | Jun 16, 2018 | M | 6,000 | D | — | — | Common Stock | 6,000 | 18,000 | D |
| Stock Option (Right to Buy)F4 | $29.00 | Jun 19, 2018 | M | 7,777 | D | — | Oct 31, 2022 | Common Stock | 7,777 | 16,123 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of RH common stock.
- F2On May 6, 2015, the reporting person was granted 5,000 restricted stock units. This restricted stock unit award vested with respect to 20% of the units on each of June 16, 2016, June 16, 2017 and June 16, 2018, and the remaining 40% of the units will vest with respect to 20% annually on each of June 16, 2019 and June 16, 2020, subject to continuous service.
- F3On April 21, 2016, the reporting person was granted 30,000 restricted stock units. This restricted stock unit award vested with respect to 20% of the units on each of June 16, 2017 and June 16, 2018, and the remaining 60% of the units will vest with respect to 20% annually on each of June 16, 2019, June 16, 2020 and June 16, 2021, subject to continuous service.
- F4This option award is fully vested and all time-based selling restrictions lapsed on November 1, 2016.
Remarks
President, Chief Operating, Service & Values Officer