SEC Form 4 · accession 0000899243-18-010528
RH · RH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen Boone
Officer — See Remarks
Period of report
Apr 20, 2018
Accepted (ET)
Apr 20, 2018 · 8:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528849
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 20, 2018 | M | 14,876 | $39.42 | A | 24,306 | D | |
| Common StockF3 | Apr 20, 2018 | M | 124 | $61.30 | A | 24,430 | D | |
| Common StockF4 | Apr 20, 2018 | S | 2,400 | $87.5687 | D | 22,030 | D | |
| Common StockF5 | Apr 20, 2018 | S | 10,381 | $88.629 | D | 11,649 | D | |
| Common StockF6 | Apr 20, 2018 | S | 2,219 | $89.3089 | D | 9,430 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to BuyF7 | $39.42 | Apr 20, 2018 | M | 14,876 | D | — | May 3, 2026 | Common Stock | 14,876 | 85,000 | D |
| Stock Option (Right to BuyF8 | $61.30 | Apr 20, 2018 | M | 124 | D | — | May 7, 2024 | Common Stock | 124 | 99,876 | D |
Explanation of responses
- F1This transaction was executed pursuant to a Rule 10b5-1 trading plan.
- F2These shares of common stock were issued upon exercise of stock options granted to the reporting person on May 4, 2016.
- F3These shares of common stock were issued upon exercise of stock options granted to the reporting person on May 8, 2014.
- F4This transaction was executed in multiple trades ranging from $87.10 to $88.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
- F5This transaction was executed in multiple trades ranging from $88.17 to $89.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
- F6This transaction was executed in multiple trades ranging from $89.17 to $89.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
- F7This option award will vest and become exercisable with respect to 15% of the options on the first and second anniversaries of the grant date, 20% of the options on the third anniversary of the grant date, 25% of the options on the fourth anniversary of the grant date, and the remaining 25% on the fifth anniversary of the grant date, subject to continuous service.
- F8This option award will vest and become exercisable with respect to 20% of the options annually on the anniversary of the grant date, and will become fully vested on May 8, 2019.
Remarks
President, Chief Financial and Administrative Officer