SEC Form 4 · accession 0000899243-17-016713
RH · RH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen Boone
Officer — See Remarks
Period of report
Jun 16, 2017
Accepted (ET)
Jun 19, 2017 · 9:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528849
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 16, 2017 | M | 12,500 | — | A | 30,000 | D | |
| Common Stock | Jun 16, 2017 | F | 5,001 | $52.45 | D | 24,999 | D | |
| Common StockF1 | Jun 16, 2017 | M | 1,000 | — | A | 25,999 | D | |
| Common Stock | Jun 16, 2017 | F | 522 | $52.45 | D | 25,477 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F1,F2 | — | Jun 16, 2017 | M | 12,500 | D | — | — | Common Stock | 12,500 | 12,500 | D |
| Restricted Stock Unit (RSU)F1,F3 | — | Jun 16, 2017 | M | 1,000 | D | — | — | Common Stock | 1,000 | 3,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of RH common stock.
- F2This restricted stock unit award vests with respect to 50% of the units on June 16, 2017, and the remaining 50% of the units on June 16, 2019.
- F3This restricted stock unit award vests with respect to 20% of the units annually on each of June 16, 2016 through 2020, subject to continuous service.
Remarks
Co-President, Chief Financial & Administrative Officer