SEC Form 4 · accession 0000899243-17-013434
RH · RH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
DeMonty Price
Officer — See Remarks
Period of report
Jun 16, 2016
Accepted (ET)
May 16, 2017 · 9:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528849
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 16, 2016 | M | 1,000 | — | A | 15,767 | D | |
| Common Stock | Jun 16, 2016 | F | 364 | $25.97 | D | 15,403 | D | |
| Common StockF1 | Sep 14, 2016 | M | 1,000 | — | A | 16,403 | D | |
| Common Stock | Sep 14, 2016 | F | 385 | $35.44 | D | 16,018 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F1,F3 | — | Jun 16, 2016 | M | 1,000 | D | — | — | Common Stock | 1,000 | 4,000 | D |
| Restricted Stock Unit (RSU)F1,F4 | — | Sep 14, 2016 | M | 1,000 | D | — | — | Common Stock | 1,000 | 4,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of RH common stock.
- F2The reporting person mistakenly omitted 1,765 shares of RH common stock directly owned on a Form 3 filed on May 6, 2016.
- F3This restricted stock unit award will vest with respect to 20% of the units annually on each of June 16, 2016 through 2020, subject to continuous service.
- F4This restricted stock unit award will vest with respect to 20% of the units annually on each of September 14, 2016 through 2020, subject to continuous service.
Remarks
Co-President, Chief Operating, Service & Values Officer