SEC Form 4 · accession 0001140361-15-027101
Cheviot Financial Corp. · CHEV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel C. James
Officer — Senior VP-Commercial Lending
Period of report
Jul 7, 2015
Accepted (ET)
Jul 9, 2015 · 1:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 7, 2015 | A | 2,500 | $0.00 | A | 2,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $14.79 | Jul 7, 2015 | A | 7,500 | A | Jul 7, 2016 | Jul 7, 2025 | Common Stock | 7,500 | 7,500 | D |
Explanation of responses
- F1Shares of restricted stock vest over seven years commencing on July 7, 2016.
- F2Options to purchase shares of common stock vest at a rate of 20% per year commencing on July 7, 2016.