SEC Form 4 · accession 0001140361-15-027096
Cheviot Financial Corp. · CHEV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia L. Walter
Officer — SVP Finance
Period of report
Jul 7, 2015
Accepted (ET)
Jul 9, 2015 · 1:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF5 | Jul 7, 2015 | A | 2,500 | $0.00 | A | 5,898 | D | |
| Common Stock | holding | — | — | — | 2,750 | I | By IRA | |
| Common Stock | holding | — | — | — | 2,750 | I | By Spouse's IRA | |
| Common Stock | holding | — | — | — | 375 | I | By Children | |
| Common Stock | holding | — | — | — | 17,711 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 6,185 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF6 | $14.79 | Jul 7, 2015 | A | 7,500 | A | Jul 7, 2016 | Jul 7, 2025 | Common Stock | 7,500 | 7,500 | D |
| Stock Options | $14.14 | holding | — | — | — | May 23, 2007 | May 23, 2016 | Common Stock | 686 | 686 | D |
| Stock Options | $15.90 | holding | — | — | — | May 22, 2008 | May 22, 2017 | Common Stock | 686 | 686 | D |
| Stock Options | $10.54 | holding | — | — | — | May 20, 2009 | May 20, 2018 | Common Stock | 686 | 686 | D |
| Stock Options | $9.89 | holding | — | — | — | May 19, 2010 | May 19, 2019 | Common Stock | 686 | 686 | D |
| Stock Options | $9.42 | holding | — | — | — | May 18, 2011 | May 18, 2020 | Common Stock | 686 | 686 | D |
| Stock OptionsF1 | $10.55 | holding | — | — | — | Jun 21, 2012 | Jun 21, 2021 | Common Stock | 686 | 686 | D |
| Stock OptionsF2 | $8.30 | holding | — | — | — | Jun 19, 2013 | Jun 19, 2022 | Common Stock | 800 | 800 | D |
| Stock OptionsF3 | $12.48 | holding | — | — | — | Jul 15, 2015 | Jul 15, 2024 | Common Stock | 36,000 | 36,000 | D |
| Stock OptionsF4 | $15.46 | holding | — | — | — | May 4, 2016 | May 4, 2025 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Options to purchase shares of common stock vest at a rate of 20% per year commencing on June 21, 2012.
- F2Options to purchase shares of common stock vest at a rate of 20% per year commencing on June 19, 2013.
- F3Options to purchase shares of common stock vest at a rate of 20% per year commencing on July 15, 2015.
- F4Options to purchase shares of common stock vest at a rate of 20% per year commencing on May 4, 2016.
- F5Shares of restricted stock vest over seven years commencing on July 7, 2016.
- F6Options to purchase shares of common stock vest at a rate of 20% per year commencing on July 7, 2016.