SEC Form 4 · accession 0001140361-15-024305
Cheviot Financial Corp. · CHEV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin M Kappa
Officer — VP of Compliance
Period of report
Jun 10, 2015
Accepted (ET)
Jun 15, 2015 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 10, 2015 | S | 1,500 | $14.9598 | D | 34,176 | D | |
| Common Stock | holding | — | — | — | 7,185 | I | By Spouse | |
| Common StockF1 | holding | — | — | — | 8,957 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 15,814 | I | By ESOP | |
| Common Stock | holding | — | — | — | 375 | I | By child 1 | |
| Common Stock | holding | — | — | — | 125 | I | By child 2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $15.46 | holding | — | — | — | May 4, 2016 | May 4, 2025 | Common Stock | 3,390 | 3,390 | D |
| Stock OptionsF2 | $12.48 | holding | — | — | — | Jul 15, 2015 | Jul 15, 2024 | Common Stock | 36,000 | 36,000 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F2Options to purchase shares of common stock vest at a rate of 20% per year commencing on July 15, 2015.
- F3Options to purchase shares of common stock vest at a rate of 20% per year commencing on May 4, 2016.