SEC Form 4 · accession 0001140361-15-017975
Cheviot Financial Corp. · CHEV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott T Smith
Officer — CFO and Treasurer
Period of report
May 4, 2015
Accepted (ET)
May 6, 2015 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 4, 2015 | M | 34,280 | $13.011 | A | 59,647 | D | |
| Common Stock | holding | — | — | — | 7,284 | I | By Spouse | |
| Common Stock | holding | — | — | — | 15,985 | I | By Spouse's IRA | |
| Common Stock | holding | — | — | — | 550 | I | As trustee for trust | |
| Common Stock | holding | — | — | — | 396 | I | Spouse as custodian for son | |
| Common Stock | holding | — | — | — | 396 | I | Spouse as custodian for daughter | |
| Common Stock | holding | — | — | — | 871 | I | Educational IRA for son | |
| Common Stock | holding | — | — | — | 871 | I | Educational IRA for daughter | |
| Common StockF1 | holding | — | — | — | 11,363 | I | By 401(k) | |
| Common StockF1 | holding | — | — | — | 14,158 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $13.011 | May 4, 2015 | M | 34,280 | D | May 5, 2006 | May 5, 2015 | Common Stock | 34,280 | 0 | D |
| Stock OptionsF3 | $15.46 | May 4, 2015 | A | 3,400 | A | May 4, 2016 | May 4, 2025 | Common Stock | 3,400 | 3,400 | D |
| Stock OptionsF2 | $12.48 | holding | — | — | — | Jul 15, 2015 | Jul 15, 2024 | Common Stock | 36,000 | 36,000 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F2Options to purchase shares of common stock vest at a rate of 20% per year commencing on July 15, 2015.
- F3Options to purchase shares of common stock vest at a rate of 20% per year commencing on May 4, 2016.