SEC Form 4/A · accession 0001140361-15-009677
Cheviot Financial Corp. · CHEV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John T Smith
Director
Period of report
Feb 12, 2015
Accepted (ET)
Mar 2, 2015 · 4:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 12, 2015 | M | 1,400 | $13.011 | A | 9,733 | D | |
| Common Stock | Feb 12, 2015 | M | 17,711 | $13.011 | A | 27,444 | D | |
| Common Stock | Feb 12, 2015 | F | 15,947 | $14.45 | D | 11,497 | D | |
| Common Stock | holding | — | — | — | 18,173 | I | By Self Directed IRA | |
| Common Stock | holding | — | — | — | 2,142 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $13.011 | Feb 12, 2015 | M | 19,111 | D | May 5, 2006 | May 5, 2015 | Common Stock | 19,111 | 0 | D |
| Stock OptionsF1 | $12.48 | holding | — | — | — | Jul 15, 2015 | Jul 15, 2024 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Options to purchase shares of common stock vest at a rate of 20% per year commencing on July 15, 2015.