SEC Form 4 · accession 0001225208-15-014142
Polonia Bancorp Inc · PBCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Joseph Svetik
Officer — President and CEO · Director
Period of report
Jun 17, 2015
Accepted (ET)
Jun 22, 2015 · 2:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528610
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 294 | D | ||
| Common Stock | holding | — | — | — | 2,963 | I | By IRA | |
| Common Stock | holding | — | — | — | 600 | I | By Roth IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right-to-buy)F1 | $13.25 | Jun 17, 2015 | A | 59,759 | A | Jun 17, 2016 | Jun 17, 2025 | Common Stock | 59,759 | 59,759 | D |
Explanation of responses
- F1Stock Options granted pursuant to the Polonia Bancorp, Inc. 2013 Equity Incentive Plan vest in five annual installments commencing on June 17, 2016.