SEC Form 4 · accession 0001593806-15-000004
Guidewire Software, Inc. · GWRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Roza
Officer — Chief Customer Officer
Period of report
Jun 15, 2015
Accepted (ET)
Jun 16, 2015 · 7:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528396
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 15, 2015 | M | 281 | $0.00 | A | 1,081 | D | |
| Common Stock | Jun 15, 2015 | M | 2,344 | $0.00 | A | 3,425 | D | |
| Common Stock | Jun 15, 2015 | F | 717 | $50.67 | D | 2,708 | D | |
| Common Stock | holding | — | — | — | 500 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2 | $0.00 | Jun 15, 2015 | M | 2,344 | D | — | Dec 5, 2023 | Common Stock | 2,344 | 23,438 | D |
| Restricted Stock UnitF3 | $0.00 | Jun 15, 2015 | M | 281 | D | — | Sep 4, 2024 | Common Stock | 281 | 8,157 | D |
Explanation of responses
- F1Shares withheld by Issuer to cover taxes associated with settlement of Restricted Stock Units.
- F2The Restricted Stock Units vest as follows: 1/4th of the units vest on the one year anniversary of the vesting commencement date of December 15, 2013 and an additional 1/16th of the units vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through ech such vesting date.
- F3The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly beginning December 15, 2014, subject to the Reporting Person's continued service to the Issuer through each such vesting date.