SEC Form 4 · accession 0001586253-15-000048

Guidewire Software, Inc. · GWRE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — General Counsel and Secretary

Period of report

Nov 9, 2015

Accepted (ET)

Nov 12, 2015 · 4:47 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001528396

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Nov 9, 2015	M	104	$45.27	A	104	D
Common Stock	Nov 9, 2015	M	191	$36.97	A	295	D
Common Stock	Nov 9, 2015	M	225	$36.97	A	520	D
Common Stock^F2	Nov 9, 2015	S	420	$58.3381	D	100	D
Common Stock	Nov 9, 2015	S	100	$59.54	D	0	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Incentive Stock Option (right to buy)^F3	$36.97	Nov 9, 2015	M	225	D	—	Mar 8, 2023	Common Stock	225	3,347	D
Non-Qualified Stock Option (right to buy)^F3	$36.97	Nov 9, 2015	M	191	D	—	Mar 8, 2023	Common Stock	191	2,488	D
Non-Qualified Stock Option (right to buy)^F4	$45.27	Nov 9, 2015	M	104	D	—	Sep 4, 2024	Common Stock	104	1,355	D

F1Automatic stock option exercise and same-day sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2013 and amended October 9, 2014.
F2The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $57.97 to $58.76 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3When both ISO and NQ Stock Options granted on March 8, 2013 are combined, they vest over four years of continuous service as follows: 25% of the underlying shares vest one year following the vesting commencement date of January 7, 2013 and 1/48th of the shares vesting monthly thereafter.
F4When both ISO and NQ Stock Options granted on September 4, 2014 are combined, they vest over four years as follows: 1/48 of the underlying shares vest monthly following the vesting commencement date of September 4, 2014, subject to the Reporting Person's continuous service.