SEC Form 4 · accession 0001557593-16-000070
Guidewire Software, Inc. · GWRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig Conway
Director
Period of report
Aug 15, 2016
Accepted (ET)
Aug 16, 2016 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528396
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 15, 2016 | M | 315 | $29.03 | A | 8,152 | D | |
| Common Stock | Aug 15, 2016 | M | 192 | $35.00 | A | 8,344 | D | |
| Common Stock | Aug 15, 2016 | S | 507 | $62.05 | D | 7,837 | D | |
| Common Stock | Aug 15, 2016 | S | 290 | $62.05 | D | 7,547 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $29.03 | Aug 15, 2016 | M | 315 | D | — | Dec 5, 2022 | Common Stock | 315 | 0 | D |
| Non-Qualified Stock Option (right to buy)F4 | $35.00 | Aug 15, 2016 | M | 192 | D | — | Mar 27, 2022 | Common Stock | 192 | 2,711 | D |
Explanation of responses
- F1Automatic option exercise and same day sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on July 9, 2015.
- F2Automatic sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on July 9, 2015.
- F3These stock options fully vested on December 5, 2013 and are fully exercisable.
- F4These stock options fully vested on December 1, 2012 and are fully exercisable.